央地两级国家权力机关授权的差异化构造及完善

The Differential Construction and Improvement of the Authorization of the Central and Local State Power Organs

  • 摘要: 央地两级国家权力机关授权是缓解治理有效性与民主合法性内在张力的常用手段。相比前者,日渐活跃的地方国家权力机关授权活动缺乏明确的规范基础和约束,存在越权危险和失控风险。在规范基础上,为了协调有效治理和一统体制的的矛盾,应当在遵循央地“授权-限制”框架下,增设地方授权立法规范、地方授权改革试点规范和地方兜底授权规范,分别允许地方国家权力机关授权地方政府立法、暂时停止或调整适用创设型和先行型地方性法规,以及为后续改革预留法治空间。在规范约束上,央地两级国家权力机关授权都要遵守授权的层级约束理论,授权理论的初级约束要求“有权”和“可授”,公授权理论的次级约束要求“明确”和“适宜被授权主体”,立法机关授权理论的特殊约束要求“禁止一般转授”和“设置授权后控制机制”,水平授权和垂直授权以及内部授权和外部授权的相应约束强度也不相同。

     

    Abstract: The authorization of state power organs at the central and local levels is a common means to alleviate the internal tension between governance effectiveness and democratic legitimacy. Compared with the former, the increasingly active authorization activities of local state power organs lack clear normative basis and constraints, and there are risks of ultra vires and out of control.On the basis of norms, in order to coordinate the contradiction between effective governance and unified system, we should add local authorization legislation norms, local authorization reform pilot norms and local bottom-up authorization norms under the framework of "authorization-restriction" of the central and local governments, respectively allow local state power organs to authorize local governments to legislate, temporarily stop or adjust the application of creative and advanced local laws and regulations, and reserve legal space for subsequent reforms. In terms of normative constraints, the authorization of state power organs at the central and local levels must abide by the hierarchical constraint theory of authorization. The primary constraints of the authorization theory require 'right' and 'grantable', the secondary constraints of the public authorization theory require 'clear' and 'suitable authorized subject', the special constraints of the authorization theory of the legislature require 'prohibition of general delegation' and 'setting up post-authorization control mechanism', and the corresponding constraints of horizontal authorization and vertical authorization and internal authorization and external authorization are also different. Strength is not the same.

     

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